I-140 Immigrant Visa Petitions for:
- Individuals of Extraordinary Ability
- Outstanding Researchers/Professors
- Multinational Managers/Executives
- National Interest Waivers
In applying for employment-based permanent residence ("green
card"), a select group of individuals may be eligible to bypass
filing the labor certification with the Department of Labor,
and directly file the I-140 immigrant petition with the United States Citizenship and Immigration Service ("USCIS"). The four employment-based
immigrant visa categories are: 1) Extraordinary Ability Immigrants;
2) Outstanding Researchers/Professors; 3) Multinational Managers/Executives;
and 4) National Interest Waivers.
Extraordinary Ability Immigrants
Extraordinary ability immigrants fall under the first preference
employment-based immigrant visa category (EB1-1). An individual
may qualify for a green card in this category if his/her extraordinary
ability in the sciences, arts, education, business, or athletics
has been demonstrated by 1) sustained national or international
acclaim as evidenced through extensive documentation; 2) the
individual seeks to enter the United States to continue work
in the area of extraordinary ability; and 3) his/her entry
will substantially benefit prospectively the United States.
No offer of employment is required for this category, although
the individual must demonstrate that he/she will continue
to work in the field of extraordinary ability. An individual
may therefore self-petition under this category.
The USCIS defines "extraordinary ability" as "a level of expertise
indicating that the individual is one of that small percentage
who have risen to the very top of the field of endeavor,"
as proven by "sustained national or international acclaim"
and that one's achievements have been recognized in the field
of expertise.
For this elite category, one may qualify by demonstrating
a one-time achievement (such as receipt of a major, international
recognized award). An example of this type of one-time achievement
include receipt of the Nobel Prize or Academy Award. Alternatively,
and more commonly, one may demonstrate extraordinary ability
qualification on the basis of a career of acclaimed work in
the field of endeavor. The USCIS considers the following types
of evidence in evaluating whether an individual qualifies
under the extraordinary ability category:
- Documentation of the receipt of lesser nationally or internationally
recognized prizes or awards for excellence in the field
of endeavor;
- Documentation of membership in associations in the field
for which classification is sought, which require outstanding
achievements of their members, as judged by recognized national
or international experts in their disciplines or fields;
- Published material in professional or other major trade
publications or major media, relating to the one's work
in the field;
- Evidence of one's participation, either individually or
on a panel, as a judge of the work of others in the same
or an allied field;
- Evidence of one's original scientific, scholarly, artistic,
athletic, or business-related contributions of major significance
in the field;
- Evidence of one's authorship of scholarly articles in
the field, in professional or major trade publications or
other major media;
- Evidence of the display of one's work in the field at
artistic exhibitions or showcases;
- Evidence that one has performed in a leading or critical
role for organizations or establishments that have a distinguished
reputation;
- Evidence that one has commanded a high salary or other
significantly high remuneration for services, in relation
to others in the field;
- Evidence of commercial successes in the performing arts,
as shown by box office receipts or record, cassette, compact
disc, or video sales; or
- In circumstances where the above standards do not readily
apply to an occupation, immigration regulations permit comparable
evidence to establish eligibility.
It is insufficient to simply meet three of the ten regulatory
criteria, if sustained international or national acclaim is
not proven. The overall evidence must demonstrate that his/her
achievements in his/her field have been recognized as extraordinary,
and therefore these petitions are generally submitted with
voluminous documentation. This category is an extremely elite
category and as such, only the very top in their respective
field will successfully qualify.
Outstanding Professors and Researchers
The outstanding professor and researcher category is a first
preference employment-based immigrant visa category (EB1-2).
An outstanding researcher or professor is defined as an individual
who is recognized internationally as outstanding in his/her
specific academic area of teaching or research. The individual
must possess at least 3 years of experience teaching or in
research in the academic area. In addition, the individual
must have a job offer for: 1) a tenured or tenured-track position
within a university or institution of higher education to
teach in the academic area; 2) a comparable position with
a university or institution of higher education to conduct
research in the area; or 3) a comparable position to conduct
research for a private employer. In order to qualify, the
private employer must have achieved documented research accomplishments,
and must employ at least three persons in full-time research.
An individual may not self-petition under this category.
The immigrant visa petition must be filed by a qualified US
employer. In addition, a permanent job offer is required.
For purposes of this category, the USCIS defines permanent position
as a tenured, tenure-track, or for a term of indefinite or
unlimited duration where the employee will have a continued
expectation of continued employment unless there is good cause
for termination.
The USCIS considers the following types of evidence in evaluating
whether an individual qualifies as an outstanding professor
or researcher:
- Documentation of the beneficiary's major prizes or awards
for outstanding achievement in the academic field;
- Documentation of the beneficiary's membership in associations
in the academic field which require outstanding achievements;
- Published material in professional publications written
by others about the beneficiary's work in the academic field;
- Evidence of the beneficiary's participation, either individually
or on a panel, as the judge of the work of others in the
same or an allied academic field;
- Evidence of the beneficiary's original scientific or scholarly
research contributions to the academic field; or
- Evidence of the beneficiary's authorship of scholarly
books or articles (in scholarly journals with international
circulation) in the academic field.
It is insufficient to simply meet two of the six regulatory
criteria. The overall evidence must prove international recognition
as defined by the USCIS.
National Interest Waiver Immigrants
A person whose immigration is in the national interest of
the United States may avoid the labor certification process
and obtain their permanent residency.
National interest waiver petitions fall under the second
preference employment-based immigrant visa category, which
is available to individuals with advanced degrees or to individuals
who possess exceptional ability in the sciences, arts or business.
Exceptional ability is defined as a degree of expertise significantly
above that ordinarily encountered. It may be demonstrated
by meeting at least three of six requirements set forth by
the USCIS and must be demonstrated apart from the national interest
prong. No job offer is required for the national interest
waiver category.
The USCIS has indicated a number of areas it believes to be
in the U.S. national interest. These include:
- Improving the U.S. economy;
- Improving wages and working conditions in the U.S. economy;
- Improving education for U.S. children and underqualified
workers;
- Improving health care;
- Providing more affordable housing;
- Improving the environment; or
- When an interested government agency supports the request.
This is not an all-inclusive list, and it is possible to
establish one's admission as being in the national interest
in other ways, incluidng in the development of critical technologies.
The USCIS recently issued a precedent decision that defines
this category more clearly. To immigrate under this category,
one must prove his or her work: A) Is in an area of substantial
intrinsic merit; B) Provides a benefit that is national in
scope; and C) Serves the national interest to a substantially
greater degree than an available U.S. worker having the same
minimum qualifications.
Critical elements in establishing national interest may
also be met by demonstrating one's outstanding contributions
through supporting testimonial letters from experts in the
field.
Conclusion
Preparation of the I-140 petition package for extraordinary
ability, outstanding professors and researchers, and national
interest waiver cases, outlined below, is a methodical process
that takes more time than preparation of the typical nonimmigrant
application. Once finalized, the petition is filed with the
appropriate USCIS Service Center. Upon receipt, the USCIS assigns
a date to the petition, which serves as the "priority date"
for the entire case.
The approved I-140 petition provides the basis for the beneficiary/(employee's)
I-485 application for adjustment of status to permanent residence
(AOS). When the employee's "priority date" is current, the
employee, along with his/her dependants, can file the I-485
application with the USCIS. "Priority dates" are the queuing
system for cases under quota. At this time, only persons born
in the Peoples Republic of China ("PRC") are required to wait
for their priority dates to become current in order to submit
their first preference work-based AOS applications, because
of per country limitations and backlogs. Currently, persons
born in the PRC and India are also required to wait for their
priority dates to become current in order to submit their
second preference work-based AOS applications.
With the AOS application, BAL will also file requests for
travel permission (advance parole) and employment authorization
documents (EAD) for the employee and dependants. Once the
advance parole application is approved, the employee and dependants
will be able to travel outside the United States again. Once
the EAD is approved, the employee's dependants will be authorized
to work in the United States. With the approval of the AOS
application, the employee and dependents become U.S. permanent
residents and a green card is issued to them through the mail.
- Beneficiary (employee) forwards to Berry, Appleman
& Leiden (BAL) employee resume for evaluation.
- BAL evaluates resume and develops preliminary case
strategy.
- BAL sends information packet, including BAL strategy
worksheet, to employee specifying documentation needed
and requesting information.
- Employee provides requested information, including
BAL strategy worksheet and supporting documents.
- BAL evaluates completed strategy worksheet and advises
employee of USCIS requirements, sources of documentation,
and style and substance of reference letters.
- Employee provides draft reference letters.
- BAL evaluates and finalizes all reference letters
for signature.
- BAL evaluates all documents, performs legal analysis
and develops final case strategy.
- BAL prepares forms and supporting letter documenting
qualification of petitioner (employer)/employee for
requested classification.
- BAL forwards forms and supporting letter for employer's
review and signature.
- Employer signs and returns forms and supporting
letters to BAL.
- BAL prepares letter transmitting petition to USCIS,
further detailing how employer/employee qualify for
requested classification.
- BAL files immigrant petition with USCIS.
- USCIS reviews petition.
- BAL tracks petition with USCIS, responds to potential
USCIS inquiries and provides status information to employer/employee.
- USCIS adjudicates petition.
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